In early October, the SEC adopted amendments to Regulation 13D-G, shortening the filing deadlines for Schedules 13D and 13G and issuing guidance on other beneficial ownership issues. Here’s the 295-page adopting release – and here’s the fact sheet. For many of the rules adopted – and the guidance provided in the adopting release –
Christian Carlson counsels companies in the areas of corporate governance, securities compliance, securities offerings, and mergers and acquisitions (M&A).
Prior to joining Perkins Coie, Christian worked in New York, advising issuers and investment banks on numerous types of domestic and international capital markets transactions.